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3.3

RTO SERVICES

RECEPTION AND TRANSMISSION OF ORDERS

RECEPTION AND TRANSMISSION OF ORDERS
3.3.1
RECEPTION AND TRANSMISSION OF ORDERS

This specific service is aimed at investors who wish to decide for themselves about the formation and restructuring of their portfolio, without the provision of investment advice or the management of their portfolio by specialized executives.

Initially, the company records the knowledge and experience of the investor in the investment products, recording the compatible financial instruments with him. Then, he receives the investor's orders in writing, verbally or electronically and transmits his orders to be executed for the preparation of the transactions.

The provision of the service of receiving and transmitting orders does not include the company's obligation to monitor the development of investments or the course of the financial instruments chosen by the investor on his own initiative and contained in his portfolio, nor the current and continuous information of the investor on the related developments.

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